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Securities Settlement, Clearing & Global Custody Training Course

Manage your securities settlement operations effectively with this intensive training course

23 - 24 April 2020

Central London

This course has been designed to cover the most important aspects of settlements and describe the whole process, from decision making to purchasing or selling a security, to actual settlement and safekeeping. It examines the way in which cross-border transactions are settled in the major markets, the players who operate in it and the instruments that need to be settled. It will also examine the changes taking place in the industry. With its emphasis and focus on the practicalities of settling trades, this course is a must for new entrants in this area.

Participants will get involved in group discussions and practical workshops on the relationships with the counterparties and explaining the high level process flow from trade to settlement for equities, bonds and derivatives. Delegates will also produce a take-home detailed overview of the clearing and settlement environment including key players, processes and issues.

Download the Securities Settlement course brochure

cpd certified

Dates: 23-24 April 2020 & 20-21 October 2020
Venue: Central London
Course Leader: David Loader, Internationally Renowned Operations Expert
Course Fee: £1999.00 + VAT @ 20%  = £2398.80

View the Securities Settlement course agenda

Real-world examples and case studies will reinforce the theory taught on the course

  • The role of the settlements department
  • Settlement conventions and how they differ by security class in major markets
  • Pre-settlement and settlement processes
  • Global custody - core services and value-added services
  • Common types of corporate actions and the growing importance of proxy voting
  • Industry trends and recommendations

David Loader has worked in the financial markets since leaving college. Initially involved in the debt and equity markets, he then spent considerable time in the evolving derivatives markets. David rose through various roles – including working with fund management and externally in various industry committees to senior management, where as a Director with key responsibility for operations he oversaw much change and development in the processes, procedures and risk management profiles of the firms he was associated with.


About our Media Partner

Asset Servicing Times is the go-to industry resource for free news, views and opinion on securities services and asset servicing.

The fortnightly publication and accompanying website—the only free-to-read asset servicing resources around—keep you abreast of everything to do with custody, fund administration and fintech in easy-to-digest issues that inform, educate and explain, at no cost to you. The website also provides the latest information on asset servicing events around the world, and advertises the key jobs available in this industry as they become available.

bac accreditation mark

David is a highly regarded and sought after trainer who works internally with a wide range of major organisations in the UK and internationally, as well as leading public training programs for major training companies.

Hear him introduce the course in this exclusive video.

"Very insightful, very practical. Excellent…enjoyed the practical anecdotes to the technical material"

Matthew Shaw,

 Manager, FSA

cpd certified

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